Location: Albany, NY
Our client is currently seeking a Supervisor who will supervise about 50 branch offices nationwide. This is a full-time, permanent position.
- Reviewing and approving new account applications and trades for their assigned branches.
- Providing oversight of compliance and ensuring regulatory requirements are followed and met.
- Assume the role of the relationship manager for their assigned branches.
- Candidates must have the Series 7 and 24 FINRA licenses.
- Must have a minimum of a Bachelor’s Degree.
- Must have experience managing people. 3-5 years of experience in the financial industry and/or brokerage is preferred.
- Strong organizational skills and advanced written and verbal communication skills.
If you are qualified for this position, please apply using our secure online form.